Job Description
Join our dynamic team at Premier Financial Services as an immediate hire Compliance Officer in Buffalo, NY! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial environment. This is your chance to make an immediate impact while advancing your compliance career in a supportive, growth-oriented organization.
As a Compliance Officer, you'll work closely with senior leadership to implement policies, conduct audits, and maintain regulatory standards. We offer competitive compensation, comprehensive benefits, and a collaborative culture that values integrity and excellence. Apply today and start your new career tomorrow!
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments for financial products
- Develop and deliver compliance training programs to staff
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and documentation for government agencies
- Collaborate with legal and business units on compliance initiatives
- Stay current with FINRA, SEC, and NYDFS regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and NYDFS regulations
- Excellent analytical and problem-solving skills
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficiency in compliance software and MS Office Suite
- Ability to manage multiple priorities in a deadline-driven environment
- Strong written and verbal communication skills