Job Description
Join our dynamic team in Memphis as a Compliance Officer to safeguard our organization's integrity and regulatory adherence. You'll play a pivotal role in ensuring all operations align with federal regulations, internal policies, and industry standards. This position offers a competitive salary package, comprehensive benefits, and opportunities for professional growth in a supportive environment.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, AML) to update compliance protocols
- Conduct internal audits and risk assessments across departments
- Develop and implement compliance training programs for staff
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for senior leadership and regulatory bodies
- Collaborate with legal, finance, and operations teams to embed compliance
- Manage compliance documentation and retention policies
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field required
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong knowledge of banking regulations and AML procedures
- Exceptional analytical and problem-solving skills
- Proficient in compliance software (e.g., OnBase, Actimize)
- Excellent written/verbal communication and documentation abilities
- Ability to thrive in a fast-paced, regulated environment