Job Description
Join our dynamic team as a Compliance Officer in Columbus, OH! Global Financial Services Inc. is seeking a detail-oriented professional to safeguard regulatory integrity and drive ethical business practices. This role offers competitive compensation, comprehensive benefits, and growth opportunities in a thriving financial hub.
Responsibilities
- Develop and implement compliance programs aligned with federal/state regulations (Dodd-Frank, SEC, FINRA)
- Conduct risk assessments and internal audits to identify compliance gaps
- Train staff on regulatory requirements and ethical standards
- Monitor policy adherence and investigate non-compliance incidents
- Prepare regulatory reports and maintain documentation
- Collaborate with legal/audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance/Business or related field
- 3+ years compliance/regulatory experience
- Strong knowledge of financial regulations
- CCEP/CAMS certification preferred
- Advanced analytical and problem-solving skills
- Proficiency in compliance software (e.g., MetricStream)
- Excellent written/verbal communication abilities