Job Description
Join our elite compliance team in El Paso and become a guardian of regulatory integrity! We seek a meticulous Compliance Officer to safeguard our organization's adherence to federal, state, and industry standards. This pivotal role requires proactive monitoring, policy development, and stakeholder collaboration to mitigate risks and ensure ethical operations. If you thrive in dynamic regulatory environments and possess a passion for precision, this is your opportunity to make a tangible impact.
Responsibilities
- Monitor regulatory developments (e.g., FINRA, SEC, AML) and implement compliance protocols
- Conduct internal audits and risk assessments across departments
- Develop/update compliance policies, procedures, and training materials
- Investigate potential violations and recommend corrective actions
- Collaborate with legal, HR, and operations teams on compliance initiatives
- Prepare regulatory reports and maintain audit documentation
- Lead employee compliance training programs
- Advise leadership on emerging regulatory trends
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) preferred
- Proficiency with compliance software (e.g., OnBase, Convercent)
- Strong analytical and problem-solving skills
- Excellent written/verbal communication abilities
- Knowledge of Texas state regulations
- Ability to manage competing priorities under deadlines