Job Description
Join our dynamic compliance team as a Compliance Officer and become a guardian of regulatory excellence. Global Financial Solutions Inc. is urgently seeking a detail-oriented professional to ensure adherence to federal and state regulations in the financial services sector. This role offers the opportunity to shape our compliance framework while working in Cincinnati's thriving business district. Enjoy competitive benefits, professional development opportunities, and a collaborative culture that values integrity and innovation.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, OCC) to implement compliance policies
- Conduct internal audits and risk assessments across all business units
- Develop and deliver compliance training programs for 200+ employees
- Investigate and resolve compliance violations through root cause analysis
- Prepare detailed reports for executive leadership and regulatory bodies
- Collaborate with legal and operations teams on compliance initiatives
- Maintain electronic tracking systems for compliance documentation
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 5+ years of compliance experience in financial services
- Relevant certifications (CRCM, CCEP, CAMS) preferred
- Deep knowledge of banking regulations (Regulation Z, BSA/AML)
- Advanced proficiency in MS Office and compliance software (e.g., OnBase)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Ability to manage competing deadlines in a fast-paced environment