Job Description
Join our dynamic compliance team in Los Angeles and make an immediate impact! Global Compliance Solutions Inc. is seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risks for our financial services operations. This is your chance to start tomorrow in a role that offers career growth, competitive benefits, and the opportunity to shape our compliance framework in a thriving market.
We offer a collaborative environment where your expertise will drive our commitment to ethical practices and regulatory excellence. If you're ready to hit the ground running in a rewarding compliance career, apply today!
Responsibilities
- Monitor and interpret federal, state, and local regulations (e.g., FINRA, SEC, CFPB) to ensure organizational compliance
- Develop, implement, and audit compliance policies and procedures for financial products
- Conduct internal investigations and remediation for compliance breaches
- Prepare detailed regulatory reports and disclosures for senior management
- Train employees on compliance requirements and ethical conduct standards
- Collaborate with legal and risk teams to address emerging regulatory challenges
- Manage compliance documentation and record-keeping systems
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field; advanced degree preferred
- 3+ years of compliance experience in financial services or regulated industries
- Strong knowledge of FINRA, SEC, and California state regulations
- Relevant certifications (e.g., CRCM, CAMS) highly desirable
- Exceptional analytical skills and attention to detail
- Proficiency in compliance software (e.g., ComplianceEase, OnBase)
- Ability to thrive in a fast-paced, deadline-driven environment