Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer in Saint Paul, MN. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. Enjoy competitive compensation, comprehensive benefits, and opportunities for career growth in a company that values integrity and excellence.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to implement compliance protocols
- Conduct internal audits and risk assessments across banking operations
- Develop and maintain compliance policies, procedures, and training programs
- Investigate potential violations and recommend corrective actions
- Collaborate with legal, risk, and business units on compliance initiatives
- Prepare regulatory reports and disclosures for state and federal agencies
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Strong knowledge of banking regulations (Banks, Sec, FINRA)
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving skills
- Experience with compliance management software (e.g., Diligent, OneTrust)