Job Description
We're seeking a dynamic Compliance Officer to join our team immediately! As a key member of our risk management division, you'll safeguard our operations against regulatory violations while driving ethical business practices. This is a rare opportunity to make an immediate impact in Nashville's thriving financial sector with competitive compensation and rapid advancement potential.
Responsibilities
- Monitor and ensure adherence to FINRA, SEC, and state regulatory requirements
- Develop, implement, and maintain robust compliance programs and controls
- Conduct internal audits and risk assessments across all business units
- Provide comprehensive compliance training to 200+ employees
- Investigate and resolve compliance incidents with actionable remediation plans
- Act as primary liaison with regulatory bodies during examinations
- Update compliance policies to reflect evolving regulatory landscapes
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services or regulated industry
- Certified Regulatory Compliance Manager (CRCM) designation required
- Advanced knowledge of federal banking regulations and AML protocols
- Proficient in compliance software (e.g., OnBase, RegTech360)
- Exceptional analytical skills with attention to detail
- Proven ability to manage complex projects with competing deadlines