Job Description
Join our dynamic compliance team at Global Financial Services Inc. as a Compliance Officer in Jersey City, NJ. We provide top-tier equipment including ergonomic workstations, dual monitors, and industry-leading compliance software to empower your success. Enjoy competitive benefits, professional development opportunities, and a collaborative work environment. Help us maintain regulatory excellence while advancing your career in finance.
Responsibilities
- Monitor and ensure adherence to federal and state regulatory requirements (SEC, FINRA, CFTC)
- Develop and implement internal compliance policies and procedures
- Conduct regular risk assessments and compliance audits
- Investigate and resolve compliance violations with corrective action plans
- Provide compliance training to staff across all departments
- Stay updated on regulatory changes and advise leadership on implications
- Prepare detailed compliance reports for senior management and regulators
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 5+ years of compliance experience in financial services
- Certified Compliance & Ethics Professional (CCEP) designation preferred
- Proficiency with compliance software (e.g., Compliance.ai, OnBase)
- Strong knowledge of AML/BSA regulations and risk frameworks
- Exceptional analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Ability to work independently with minimal supervision