Job Description
Join our dynamic compliance team at Global Financial Services Inc., a leader in financial innovation. As a Compliance Officer, you'll safeguard our organization against regulatory risks while shaping ethical business practices in the vibrant Tucson market. Enjoy competitive benefits, professional growth opportunities, and a collaborative culture committed to excellence.
Responsibilities
- Develop and implement compliance programs aligned with federal regulations (FinCEN, SEC, CFPB)
- Conduct internal audits and risk assessments across all business units
- Investigate regulatory violations and recommend corrective actions
- Train staff on compliance policies and regulatory updates
- Monitor industry trends to ensure proactive compliance measures
- Prepare regulatory reports for federal and state authorities
- Collaborate with legal team on policy development
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 5+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation preferred
- Expert knowledge of AML, BSA, and KYC regulations
- Strong analytical and investigative skills
- Proficiency in compliance management software (e.g., RSA Archer)
- Excellent written and verbal communication abilities