Job Description
Join our dynamic team as a Compliance Officer with flexible hours! We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining a healthy work-life balance. Enjoy hybrid work options and core hours of 10 AM - 3 PM with flexibility outside this window. You'll play a vital role in safeguarding our organization's integrity while making meaningful contributions to our compliance culture.
Responsibilities
- Monitor and interpret evolving federal, state, and industry regulations affecting financial operations
- Develop, implement, and audit comprehensive compliance policies and procedures
- Conduct thorough risk assessments and internal control evaluations
- Lead regulatory reporting and documentation initiatives
- Provide targeted compliance training to departments across the organization
- Collaborate with legal and leadership on regulatory strategy
- Investigate and resolve compliance breaches with corrective action plans
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of AML, BSA, and FINRA regulations
- Excellent analytical skills with attention to detail
- Ability to work independently with minimal supervision
- Exceptional written/verbal communication skills
- Proficiency in compliance software (e.g., OnBase, Actimize)