Job Description
Join our dynamic compliance team at Global Financial Services Inc. and become a guardian of regulatory excellence! We're urgently seeking a detail-oriented Compliance Officer to ensure adherence to federal regulations, internal policies, and industry standards. This critical role offers growth opportunities in a fast-paced financial environment with comprehensive benefits and a supportive culture. If you're passionate about risk mitigation and ethical operations, apply today to make an immediate impact!
Responsibilities
- Monitor and interpret regulatory changes (SEC, FINRA, CFPB) to update compliance protocols
- Conduct internal audits and risk assessments across banking operations
- Develop training programs for staff on compliance procedures and ethical conduct
- Investigate potential violations and prepare detailed remediation reports
- Liaise with legal counsel and regulatory bodies during examinations
- Maintain comprehensive documentation of compliance activities
- Lead cross-functional initiatives to embed compliance into business processes
Qualifications
- Bachelor's degree in Finance, Law, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of banking regulations (BSA/AML, Reg E, Fair Lending)
- Proficiency with compliance management software (e.g., OnBase, ComplianceEase)
- Excellent analytical skills with attention to detail
- Ability to communicate complex concepts to non-technical stakeholders
- Certifications (CRCM, CAMS, or CCEP) highly desirable