Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer in sunny Miami, FL! We're seeking a detail-oriented professional to safeguard our operations against regulatory risks while driving ethical excellence. This pivotal role offers competitive compensation, comprehensive benefits, and the opportunity to shape compliance frameworks in a thriving financial hub.
Our Miami headquarters boasts a collaborative culture with direct impact on strategic decision-making. You'll work alongside industry leaders while enjoying South Florida's vibrant lifestyle. Apply today to become part of our commitment to integrity and innovation.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and AML regulations
- Conduct thorough risk assessments and internal audits for financial transactions
- Investigate potential compliance violations and recommend corrective actions
- Prepare detailed regulatory reports and disclosures for executive leadership
- Train staff on compliance policies and regulatory updates
- Collaborate with legal and audit teams to ensure cross-functional compliance
- Stay current on evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or CAMS designation required
- Proficiency with compliance software (e.g., ComplySci, MetricStream)
- Strong analytical skills with attention to regulatory detail
- Excellent written and verbal communication abilities
- Proven experience developing compliance frameworks and policies
- Knowledge of Florida state financial regulations