Job Description
Join our dynamic team as a Compliance Officer and become the guardian of regulatory excellence at Global Financial Services. We're urgently seeking a proactive professional to safeguard our operations in Indianapolis' thriving financial district. This high-impact role demands meticulous attention to detail and strategic thinking to navigate complex regulatory landscapes. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in a supportive environment. Don't miss this chance to advance your compliance career with an industry leader!
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FINRA, SEC, CFPB)
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare regulatory reports and disclosures for executive leadership
- Deliver comprehensive compliance training to 200+ employees across departments
- Investigate and resolve compliance violations with corrective action plans
- Stay current on regulatory changes and update policies accordingly
- Collaborate with legal team on compliance initiatives and investigations
Qualifications
- Bachelor's degree in Finance, Business, or Law; advanced degree preferred
- 5+ years compliance/regulatory experience in financial services
- FINRA Series 24/26 or CFPB compliance certifications required
- Expert knowledge of banking regulations and AML/BSA protocols
- Exceptional analytical and problem-solving abilities
- Strong proficiency in compliance management software (e.g., RSA Archer)
- Proven track record of developing effective compliance frameworks