Job Description
Join Stockton Financial Group as a Compliance Officer and become a guardian of regulatory excellence! We're seeking a detail-oriented professional to ensure our operations align with federal, state, and industry regulations. In this pivotal role, you'll safeguard our organization's integrity while driving ethical business practices. Enjoy competitive compensation, comprehensive benefits, and a collaborative environment in California's dynamic Central Valley. Your expertise will directly impact our commitment to transparency and accountability—apply today and shape the future of compliance!
Responsibilities
- Monitor regulatory changes (e.g., FINRA, SEC, CFPB) and implement compliance protocols
- Conduct internal audits and risk assessments across banking/lending operations
- Develop and maintain compliance training programs for 100+ employees
- Investigate potential violations and prepare regulatory reporting documents
- Collaborate with legal and executive teams to update policy manuals
- Manage AML/KYC procedures and BSA/OFAC compliance checks
- Lead remediation efforts for audit findings and regulatory inquiries
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years compliance experience in financial services or regulated industry
- Certified Regulatory Compliance Manager (CRCM) or CAMS designation preferred
- Advanced knowledge of federal banking regulations (Regulation O, Z, etc.)
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software (e.g., ComplySci, Wolters Kluwer)
- Strong written communication for policy documentation
- Ability to thrive in fast-paced, deadline-driven environments