Job Description
Join our dynamic compliance team in Charlotte's thriving financial district as a Compliance Officer. You'll safeguard our organization by ensuring adherence to federal regulations, internal policies, and industry standards. This role offers growth opportunities in a rapidly evolving fintech environment with competitive benefits and professional development.
Responsibilities
- Develop and implement compliance monitoring programs across banking operations
- Conduct risk assessments for new financial products and services
- Manage regulatory reporting for FINRA, SEC, and state authorities
- Lead internal audits and remediation of compliance gaps
- Train staff on AML/KYC procedures and regulatory updates
- Collaborate with legal team on policy revisions
- Document compliance activities for audit trails
Qualifications
- Bachelor's degree in Finance, Business, or Law required
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Expert knowledge of BSA/AML and Dodd-Frank regulations
- Advanced proficiency in compliance management software
- Strong analytical and investigative skills
- Excellent written/verbal communication abilities