Job Description
Join our dynamic team as a Compliance Officer in El Paso, TX, where you'll safeguard our organization's integrity while making a tangible impact. We offer competitive compensation, comprehensive benefits, and a collaborative environment focused on professional growth. Help us navigate complex regulatory landscapes while advancing your career in compliance.
Responsibilities
- Develop, implement, and monitor compliance programs adhering to federal/state regulations (FINRA, SEC, etc.)
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare detailed reports for executive leadership and regulatory bodies
- Train staff on compliance policies and regulatory updates
- Investigate potential violations and recommend corrective actions
- Stay current with evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience in finance
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong analytical skills with attention to detail
- Excellent written/verbal communication skills
- Proficient in compliance software and MS Office Suite
- Ability to handle sensitive information with discretion