Job Description
Join FinSecure Solutions as a remote-friendly Compliance Officer and become a guardian of ethical excellence in the financial services industry. We're seeking a detail-oriented professional to navigate complex regulatory landscapes while supporting our dynamic team from the vibrant heart of Los Angeles. Enjoy flexible work arrangements with occasional on-site collaboration at our downtown headquarters. This role offers competitive compensation, comprehensive benefits, and the opportunity to shape our compliance framework in a rapidly evolving digital economy.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal and state regulations (including FINRA, SEC, and CA state laws)
- Conduct risk assessments and internal audits to identify compliance gaps and mitigation strategies
- Prepare detailed regulatory reports and maintain accurate compliance documentation
- Train employees on compliance policies and procedures through engaging virtual workshops
- Collaborate with legal and executive teams to ensure adherence to evolving regulatory requirements
- Investigate potential violations and recommend corrective actions with precision
- Stay current with industry trends through continuous professional development
Qualifications
- Bachelor's degree in Finance, Law, Business Administration, or related field
- 5+ years of compliance experience in financial services or fintech
- Strong knowledge of regulatory frameworks (Dodd-Frank, AML, GDPR)
- Proficiency in compliance management software (e.g., MetricStream, RSA Archer)
- Certified Regulatory Compliance Manager (CRCM) or similar designation preferred
- Exceptional analytical and problem-solving abilities
- Experience with remote team collaboration tools (Slack, Asana, Zoom)
- Excellent written and verbal communication skills