Job Description
Join SecureTrust Financial's dynamic compliance team in Scottsdale, AZ! We're seeking a meticulous Compliance Officer to safeguard our operations while driving innovation in financial regulations. Enjoy competitive benefits, hybrid work flexibility, and opportunities for career advancement in Arizona's thriving fintech hub. Be part of a company that values integrity, excellence, and your professional growth.
Responsibilities
- Develop, implement, and monitor compliance programs adhering to federal regulations (SEC, FINRA, CFPB) and state laws
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare regulatory reports and disclosures for executive stakeholders
- Train staff on compliance policies and regulatory changes
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal and audit teams on compliance initiatives
- Stay current on evolving financial regulations and industry trends
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or fintech
- Certification (CRCM, CAMS, or CCEP) strongly preferred
- Expert knowledge of federal/state financial regulations
- Exceptional analytical and problem-solving skills
- Strong written/verbal communication abilities
- Proficiency with compliance software (e.g., LogicGate, Compliance.ai)
- Ability to thrive in fast-paced, deadline-driven environments