Job Description
Join our dynamic compliance team as a Compliance Officer in Memphis, TN! We provide all necessary equipment including laptops, monitors, and specialized compliance software to ensure your success. This role is perfect for detail-oriented professionals dedicated to maintaining regulatory standards in the financial sector. Enjoy a collaborative environment with competitive benefits and opportunities for career growth.
Responsibilities
- Monitor regulatory changes and implement compliance policies
- Conduct internal audits and risk assessments
- Prepare detailed compliance reports for leadership
- Train staff on regulatory requirements and procedures
- Investigate compliance violations and recommend corrective actions
- Collaborate with legal and HR departments on compliance initiatives
- Maintain accurate compliance documentation and records
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of FINRA, SEC, and banking regulations
- Excellent analytical and problem-solving skills
- Proficiency in compliance software and MS Office Suite
- Strong attention to detail and organizational abilities
- Ability to work independently and as part of a team