Job Description
Join our dynamic team as an Immediate Hire Compliance Officer at Global Financial Solutions Inc. in Buffalo, NY. This critical role ensures regulatory adherence while driving ethical business practices. We're seeking a detail-oriented professional to implement compliance frameworks, conduct risk assessments, and maintain regulatory documentation. Enjoy competitive compensation, flexible scheduling, and the opportunity to make an immediate impact in a fast-paced financial environment. Apply today to join our mission of integrity and excellence.
Responsibilities
- Develop and implement internal compliance policies aligned with federal/state regulations
- Conduct regular risk assessments and internal audits for financial institutions
- Monitor regulatory changes and update compliance procedures accordingly
- Train staff on compliance requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for executive leadership
- Collaborate with legal teams on regulatory matters
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- Strong knowledge of NYDFS, SEC, and FINRA regulations
- Certified Regulatory Compliance Manager (CRCM) designation required
- Advanced analytical skills with attention to detail
- Proficient in compliance software (e.g., OnBase, Compli)
- Exceptional written and verbal communication skills
- Ability to thrive in deadline-driven environments