Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer in Kansas City, MO. We're seeking a detail-oriented professional to safeguard our regulatory integrity and drive ethical business practices. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in a supportive environment.
Responsibilities
- Monitor and interpret evolving regulations (FINRA, SEC, AML) to ensure organizational compliance
- Conduct internal audits and risk assessments across financial operations
- Develop and implement compliance policies, procedures, and training programs
- Collaborate with legal, risk, and operations teams to resolve compliance gaps
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Lead investigations into potential compliance violations and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industries
- Deep knowledge of federal/state regulations and industry standards
- Certified Regulatory Compliance Manager (CRCM) or equivalent designation
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills with attention to detail
- Experience with compliance management software (e.g., MetricStream, RSA Archer)