Job Description
Join our dynamic compliance team in Seattle as a Compliance Officer to safeguard our organization's integrity. You'll be pivotal in navigating complex regulatory landscapes while fostering a culture of ethical excellence. This hybrid role offers the flexibility to balance office collaboration with focused remote work, backed by comprehensive benefits including health insurance, 401(k) matching, and professional development stipends.
Responsibilities
- Monitor and interpret regulatory changes (e.g., SEC, FINRA, OFAC) to implement updated compliance protocols
- Conduct risk assessments and internal audits across financial operations and data systems
- Develop and deliver compliance training programs for 200+ employees
- Investigate potential violations and prepare detailed regulatory reporting
- Collaborate with legal and audit teams to ensure policy alignment
- Lead incident response coordination for compliance breaches
Qualifications
- Bachelor's degree in Finance, Law, or related field; JD/CAMS/CECP preferred
- 5+ years of compliance experience in financial services or fintech
- Expertise in AML, BSA, and SEC regulations
- Advanced proficiency in compliance software (e.g., MetricStream, RSA Archer)
- Strong analytical skills with attention to regulatory nuance
- Excellent written/verbal communication for stakeholder reporting