Job Description
Join our dynamic team as an immediate-hire Compliance Officer in Dallas, TX. This high-impact role offers competitive compensation and the opportunity to shape regulatory frameworks within a leading financial institution. We're seeking a proactive professional to ensure adherence to federal, state, and industry regulations while driving ethical business practices. Enjoy a collaborative environment with flexible remote options and career growth potential.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to update compliance policies
- Conduct risk assessments and internal audits for financial products/services
- Develop and deliver compliance training programs for 200+ employees
- Investigate potential violations and recommend corrective actions
- Prepare detailed reports for executive board and regulatory bodies
- Collaborate with legal team on policy revisions and enforcement procedures
- Manage vendor compliance reviews and third-party risk assessments
Qualifications
- Bachelor's degree in Finance, Business, or Law required (MBA/JD preferred)
- 5+ years compliance experience in financial services sector
- Certified Compliance & Ethics Professional (CCEP) designation
- Advanced knowledge of AML, BSA, and Dodd-Frank regulations
- Proficient in compliance software (e.g., MetricStream, Wolters Kluwer)
- Exceptional analytical and investigative skills
- Proven ability to communicate complex regulations to non-technical stakeholders
- Valid Texas driver's license for occasional client site visits