Job Description
Join our dynamic compliance team as a Remote-Friendly Compliance Officer based in Arlington, TX. We're seeking a detail-oriented professional to ensure regulatory adherence while enjoying flexible work arrangements. This hybrid role offers the perfect balance of in-office collaboration and remote productivity.
Responsibilities
- Develop, implement, and monitor compliance programs across financial operations
- Conduct risk assessments and internal audits for regulatory alignment
- Advise stakeholders on Sarbanes-Oxley, SOX, and FINRA regulations
- Prepare detailed compliance reports for executive leadership
- Manage vendor due diligence processes
- Stay updated on evolving regulatory frameworks
- Lead compliance training initiatives
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Advanced knowledge of SEC regulations and AML protocols
- Exceptional analytical and problem-solving abilities
- Experience with GRC software (e.g., RSA Archer, LogicGate)
- Strong written and verbal communication skills