Job Description
Join our dynamic team at Philly Financial Group as a Compliance Officer and enjoy the benefit of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical practices across our financial operations. This role offers competitive compensation, career growth, and the unique advantage of receiving your salary every week. Help us maintain industry-leading standards while advancing your compliance career in Philadelphia's thriving financial district.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, etc.) to update compliance policies
- Conduct internal audits and risk assessments for financial products
- Develop and implement compliance training programs for staff
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain accurate documentation
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving skills
- Proficiency in compliance management software
- Excellent written and verbal communication abilities