Job Description
Join Milwaukee Financial Group as a Compliance Officer and enjoy the stability of weekly pay while safeguarding our operations. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. This role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact on our compliance framework.
Responsibilities
- Monitor regulatory changes and implement updated compliance policies
- Conduct internal audits and risk assessments across departments
- Develop and maintain compliance documentation and training programs
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and executive teams on compliance strategies
- Prepare detailed reports for regulatory bodies and stakeholders
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and state regulations
- Proficiency with compliance software and data analysis tools
- Excellent written and verbal communication skills
- Certified Compliance & Ethics Professional (CCEP) preferred