Job Description
Join CompliancePro Solutions Inc. as a Compliance Officer and enjoy weekly paychecks while ensuring regulatory excellence! We're seeking a detail-oriented professional to safeguard our operations in San Antonio's thriving financial sector. This role offers immediate financial benefits and the opportunity to shape compliance frameworks within a dynamic organization. If you're passionate about regulatory integrity and want predictable compensation cycles, apply today!
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, state laws) to update compliance protocols
- Conduct internal audits and risk assessments for financial products/services
- Develop and implement compliance training programs for 200+ employees
- Prepare regulatory reports and maintain accurate documentation
- Collaborate with legal team to ensure adherence to AML/KYC requirements
- Lead incident investigations and remediation efforts
- Advise leadership on emerging compliance risks and mitigation strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- FINRA Series 63/65/66 licenses (or willingness to obtain)
- Proficiency with compliance software (e.g., ComplianceEase, Wolters Kluwer)
- Strong knowledge of federal/state banking regulations
- Excellent written/verbal communication skills
- Certified Regulatory Compliance Manager (CRCM) preferred
- Ability to manage competing priorities in fast-paced environment