Job Description
Join our dynamic team at Pacific Financial Group as an immediate hire Compliance Officer in Portland, OR. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. Enjoy competitive compensation, comprehensive benefits, and the opportunity to make a direct impact on our compliance framework.
Responsibilities
- Develop, implement, and maintain compliance programs aligned with federal/state regulations (FINRA, SEC, OCC)
- Conduct regular audits and risk assessments to identify compliance gaps
- Investigate regulatory inquiries and internal control deficiencies
- Prepare comprehensive compliance reports for executive leadership
- Train staff on regulatory updates and best practices
- Collaborate with legal and business units on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- FINRA Series 7, 24, or 63 certifications required
- Expert knowledge of federal/state banking regulations
- Strong analytical and investigative skills
- Experience with compliance software (e.g., Fenergo, ComplyAdvantage)
- Excellent written/verbal communication skills