Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. as a Compliance Officer in Milwaukee, WI. You'll be instrumental in ensuring our organization adheres to federal regulations, internal policies, and industry standards. This role offers growth opportunities in a supportive environment with competitive benefits and professional development resources.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, AML) to update compliance frameworks
- Conduct risk assessments and internal audits across business operations
- Develop and implement compliance training programs for staff
- Investigate and resolve compliance violations through root cause analysis
- Collaborate with legal and audit teams to prepare regulatory reports
- Maintain accurate compliance documentation and reporting systems
- Advise senior leadership on emerging regulatory risks
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) preferred
- Proficiency with compliance software (e.g., OnBase, Fiserv)
- Strong analytical and problem-solving abilities
- Excellent communication and presentation skills
- Knowledge of Wisconsin state financial regulations
- Ability to manage competing priorities in a fast-paced environment