Job Description
Join our dynamic compliance team in Houston's thriving financial district! We're seeking a detail-oriented Compliance Officer to ensure adherence to regulatory standards while driving ethical business practices. This high-impact role offers immediate start opportunities and career growth in a forward-thinking organization.
Our ideal candidate will safeguard organizational integrity through proactive monitoring, policy development, and stakeholder collaboration. Enjoy competitive compensation, comprehensive benefits, and a culture that values professional excellence.
Responsibilities
- Develop and implement compliance programs aligned with federal/state regulations (SEC, FINRA, OCC)
- Conduct risk assessments and internal audits to identify compliance gaps
- Investigate potential violations and recommend corrective actions
- Deliver compliance training to staff across all departments
- Prepare regulatory reports for management and external bodies
- Stay updated on regulatory changes and advise on implications
- Collaborate with legal and risk management teams on cross-functional initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of banking/financial regulations (Dodd-Frank, BSA/AML)
- Certification (CRCM, CAMS, CCEP) preferred
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in Microsoft Office Suite and compliance software
- Excellent written/verbal communication skills
- Ability to thrive in fast-paced, deadline-driven environments