Job Description
Join our dynamic team in Pittsburgh as a Compliance Officer! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. Enjoy competitive compensation, comprehensive benefits, and opportunities for career growth in the heart of Pennsylvania's thriving business hub.
Responsibilities
- Monitor and interpret federal/state regulations (SEC, FINRA, CFPB) to ensure organizational compliance
- Develop, implement, and update compliance policies and procedures
- Conduct internal audits and risk assessments across business units
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain compliance documentation
- Collaborate with legal and senior leadership on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and banking regulations
- Certified Regulatory Compliance Manager (CRCM) or similar certification
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software (e.g., Compliance.ai, MetricStream)
- Excellent written/verbal communication abilities
- Ability to thrive in deadline-driven environments