Job Description
Join our dynamic team at Regulatory Solutions Group and start your career in compliance tomorrow! We're seeking a detail-oriented Compliance Officer to ensure adherence to federal regulations in Washington, DC. Enjoy competitive benefits, professional growth opportunities, and a collaborative environment where your expertise makes a real impact. Apply today and become part of an organization committed to ethical excellence.
Responsibilities
- Monitor and interpret regulatory changes (SEC, FINRA, CFTC) affecting financial operations
- Develop and implement internal compliance policies and procedures
- Conduct regular risk assessments and internal audits
- Investigate potential violations and recommend corrective actions
- Prepare compliance reports for senior leadership and regulatory bodies
- Train staff on compliance protocols and regulatory requirements
Qualifications
- Bachelor's degree in Finance, Law, or related field required
- 3+ years compliance/regulatory experience in financial services
- SEC/FINRA Series 7, 63, and 24 certifications preferred
- Expert knowledge of federal banking and securities regulations
- Strong analytical and problem-solving abilities
- Exceptional written and verbal communication skills