Job Description
Join our dynamic team as a Compliance Officer in Lubbock, TX, where flexibility meets excellence! We offer fully flexible hours to accommodate your work-life balance while ensuring regulatory integrity. As a key player in our financial institution, you'll safeguard operations against compliance risks in a supportive, growth-oriented environment. Enjoy competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in West Texas's thriving financial sector.
Responsibilities
- Monitor regulatory changes and implement updated compliance policies across all departments
- Conduct internal audits and risk assessments to identify potential compliance gaps
- Develop and deliver compliance training programs for staff at all levels
- Investigate and resolve compliance violations with corrective action plans
- Liaise with external regulators during examinations and audits
- Maintain accurate documentation of compliance activities and reporting
- Collaborate with legal and senior leadership on compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (FINRA, SEC, BSA/AML)
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving abilities
- Proven experience with regulatory reporting tools
- Excellent written/verbal communication skills
- Ability to manage flexible schedules independently