Job Description
Join Louisville Financial Group as a Compliance Officer and become a guardian of regulatory excellence in the heart of Kentucky's financial hub. We're seeking a meticulous professional to ensure our operations align with federal, state, and industry regulations while fostering a culture of integrity. This role offers competitive compensation, comprehensive benefits, and opportunities for professional growth in a dynamic environment.
Responsibilities
- Monitor and interpret regulatory changes (e.g., SEC, FINRA, AML) to update compliance policies
- Conduct internal audits and risk assessments across banking operations
- Develop and deliver compliance training programs for 200+ employees
- Investigate potential violations and recommend corrective actions
- Liaise with regulators during examinations and inquiries
- Manage compliance documentation and reporting systems
- Advise senior leadership on regulatory risks and mitigation strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) strongly preferred
- Expert knowledge of KYC/AML and BSA/AML regulations
- Advanced proficiency in compliance software (e.g., NASCompliance, Wolters Kluwer)
- Exceptional analytical and problem-solving skills
- Ability to thrive in fast-paced, regulated environments