Job Description
Join our dynamic compliance team in Charlotte's thriving financial district! We're seeking a meticulous Compliance Officer to safeguard regulatory integrity while driving business growth. This hybrid role offers competitive compensation, comprehensive benefits, and opportunities for professional advancement in one of America's fastest-growing financial hubs.
Responsibilities
- Monitor and interpret federal/state regulations (FINRA, SEC, OCC) to ensure organizational compliance
- Develop, implement, and audit internal control frameworks across banking operations
- Lead risk assessments for AML/BSA, KYC, and anti-fraud initiatives
- Collaborate with legal and executive teams on compliance strategy and policy updates
- Manage regulatory examinations and prepare documentation for auditors
- Train staff on compliance protocols and regulatory changes
- Track compliance metrics and report to senior leadership
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services/banking
- Certified Regulatory Compliance Manager (CRCM) designation required
- Expert knowledge of banking regulations (Dodd-Frank, BSA/AML)
- Advanced proficiency in compliance monitoring software (e.g., NICE Actimize)
- Exceptional analytical and documentation skills
- Strong stakeholder management experience