Job Description
Join our dynamic compliance team at Apex Financial Services as a Remote-Friendly Compliance Officer based in Los Angeles. This pivotal role ensures regulatory adherence while supporting our mission to deliver innovative financial solutions. You'll work in a collaborative environment with flexible remote options, making a direct impact on our risk management framework. Enjoy competitive compensation, comprehensive benefits, and professional growth opportunities in a forward-thinking organization.
Responsibilities
- Develop and implement compliance programs aligned with federal/state regulations (Dodd-Frank, CCPA, etc.)
- Conduct risk assessments and internal audits for financial products/services
- Monitor regulatory updates and advise stakeholders on compliance implications
- Prepare detailed reports for executive leadership and regulatory bodies
- Train staff on compliance policies and regulatory requirements
- Manage vendor due diligence and third-party risk assessments
- Collaborate with legal department on regulatory changes and investigations
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services/regulated industry
- Strong knowledge of California state and federal regulations
- Relevant certifications (CRCM, CAMS, CCEP) highly desirable
- Proven experience with regulatory reporting and documentation
- Exceptional analytical skills and attention to detail
- Ability to work independently in remote settings
- Excellent communication and stakeholder management abilities